Institutional ownership · Form 13F

RCKT institutional ownership

Rocket Pharmaceuticals, Inc. - Common Stock: reported institutional holdings as of 2026-06-30 (filed through 2026-08-31), aggregated by StockEyes from SEC Form 13F information tables. RCKT is one of 2732 tickers in the validated publication set. Mapping coverage in this publication set: 4562 of 6046 universe tickers have at least one validated CUSIP mapping (75.5%). Latest-quarter filed value resolved to any listed ticker: 77.3%; resolved to this universe: 77.2%.

Quarter ended2026-06-30 Filed through2026-08-31 Reporting managers187 Reported shares101,402,704 Value as filed$340,481,924
What changed this quarter

RCKT: change since the prior quarter's filings

Fewer managers reported a position, with the count falling from 203 in the quarter ended 2026-03-31 to 187 in the quarter ended 2026-06-30 (-16, 7.9%). Total reported shares rose to 101,402,704 (+2,583,612, 2.6%), against the direction of the manager count. Among the 26 managers listed as top holders in both quarters, the largest increases were BlackRock, Inc. (+2,089,167 shares) and FEDERATED HERMES, INC. (+1,280,460 shares), among 19 managers who added shares, and the largest decreases were STATE STREET CORP (-2,665,868 shares) and D. E. Shaw & Co., Inc. (-1,219,073 shares), among 5 managers who reduced shares. JACOBS LEVY EQUITY MANAGEMENT, INC (1,974,896 shares), DIMENSIONAL FUND ADVISORS LP (1,125,500 shares) and 2 more entered the listed top holders; Nuveen, LLC (3,128,753 shares in the prior quarter), UBS Group AG (1,302,154 shares in the prior quarter) and 2 more dropped out of the listed top holders.

New to 13F data? Read how to read a 13F filing, or see where institutions moved overall in the Smart Money Report.

As filed

Reported totals, quarter ended 2026-06-30

187 reporting managers held 101,402,704 shares, reported value $340,481,924 exactly as filed. Values are position values transcribed from the filings, not current market prices.

Reported quarter-over-quarter change (quarter ended 2026-03-31 to quarter ended 2026-06-30): reporting managers -16, reported shares +2,583,612 (+2.61%), reported value -1.12%. These changes compare two filing snapshots.

Shares outstanding check: 112,844,880 shares reported by the issuer (SEC XBRL, period ended 2026-06-30). Reported 13F shares equal 89.9% of that figure. This page passed the publication sanity gate before listing.

What the data shows

RCKT in this quarter's filings

Concentration check: the largest reported position, RTW INVESTMENTS, LP with 18,037,772 shares, is 17.8% of all shares reported for RCKT this quarter. The five largest reporting managers together account for 42.1% of the reported total, so the headline total is spread across a broad manager base rather than a few holders.

Reported quarter-over-quarter change: the reporting-manager count fell by 16 versus the quarter ended 2026-03-31, and reported shares moved +2.61% (+2,583,612 shares). That is a comparison of two filing snapshots, not a record of trades on any single day.

Shares-outstanding cross-check: reported 13F shares equal 89.9% of the issuer share count used at the publication gate (112,844,880 shares, issuer period ended 2026-06-30). The gate publishes a ticker only when that relationship is plausible; lending chains can push reported totals above a simple ownership share, which is why the figure is a sanity check and not an ownership percentage.

Top holders as filed

Largest reporting managers, RCKT

RCKT largest 13F reporting managers, quarter ended 2026-06-30
#ManagerSharesValue as filedShare of reported total
1RTW INVESTMENTS, LP18,037,772$60,493,37017.8%
2BlackRock, Inc.9,923,962$33,939,9519.8%
3VANGUARD PORTFOLIO MANAGEMENT LLC5,810,033$19,870,3135.7%
4CITIGROUP INC4,865,551$16,640,1844.8%
5MARSHALL WACE, LLP4,029,262$13,780,0754.0%
6MILLENNIUM MANAGEMENT LLC4,000,344$13,681,1763.9%
7Newtyn Management, LLC4,000,000$13,680,0003.9%
8MAVERICK CAPITAL LTD3,923,963$13,419,9533.9%
9VANGUARD CAPITAL MANAGEMENT LLC3,784,387$12,942,6043.7%
10AQR CAPITAL MANAGEMENT LLC3,386,162$11,580,6753.3%
11GOLDMAN SACHS GROUP INC2,833,427$9,690,3202.8%
12Monaco Asset Management SAM2,480,468$8,483,2012.4%
13GEODE CAPITAL MANAGEMENT, LLC2,370,729$8,109,7582.3%
14FEDERATED HERMES, INC.2,304,207$7,880,3882.3%
15JACOBS LEVY EQUITY MANAGEMENT, INC1,974,896$6,754,1441.9%

Manager names and figures are transcribed from each manager's own Form 13F information table. A manager listing shares in this snapshot does not mean it holds them today.

Quarter comparison

Reported change, 2026-03-31 to 2026-06-30

RCKT reported 13F totals by quarter
Quarter endedFiled throughReporting managersReported sharesValue as filed
2026-03-312026-05-2920398,819,092$344,331,005
2026-06-302026-08-31187101,402,704$340,481,924

Every change figure on this page is a reported quarter-over-quarter change between filing snapshots. It is not real-time trading activity.

Reported history

RCKT reported totals over time

Quarter ended 2026-06-30: 187 reporting managers · 101,402,704 reported shares · $340,481,924 value as filed.

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Quarter-end 13F filed data, long positions only; filings arrive up to 45 days after quarter end.

Coverage for this ticker

CUSIPs behind the RCKT total

The validated bridge mapped 2 current CUSIP(s) to RCKT for this quarter: 77313F106, 77313F114. Option pseudo-CUSIPs, units, warrants, and preferred classes are excluded from these common-share totals. Mapping coverage in this publication set: 4562 of 6046 universe tickers have at least one validated CUSIP mapping (75.5%). Latest-quarter filed value resolved to any listed ticker: 77.3%; resolved to this universe: 77.2%.

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What this page is and is not

Form 13F reports are quarterly holdings snapshots. Managers file up to about 45 days after quarter-end, so these figures describe reported positions as of the quarter-end date, not holdings today. 13F lists reportable long positions from managers above the SEC reporting threshold and omits short positions entirely.

This page is informational only. It is not investment advice, a recommendation, or a signal to buy or sell. Source: SEC Form 13F bulk data set for filings through 2026-08-31 (period ended 2026-06-30), joined to tickers through StockEyes' validated CUSIP bridge. Methodology and coverage are documented on the institutional ownership hub.

Insider transactions for RCKT (officer and director buys and sells) are covered by InsiderTrace: insidertrace.com/stock/rckt. StockEyes does not duplicate insider transaction tables.

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Latest headlines tagged RCKT are on the market news wire. Upcoming earnings and market dates are on the events calendar. The term itself is defined in the institutional investor glossary entry, and the research workflow behind pages like this one is walked through in how to research a stock and how to compare SEC filings.

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