Institutional ownership · Form 13F
HTGC institutional ownership
Hercules Capital, Inc.: reported institutional holdings as of 2026-06-30 (filed through 2026-08-31), aggregated by StockEyes from SEC Form 13F information tables. HTGC is one of 2732 tickers in the validated publication set. Mapping coverage in this publication set: 4562 of 6046 universe tickers have at least one validated CUSIP mapping (75.5%). Latest-quarter filed value resolved to any listed ticker: 77.3%; resolved to this universe: 77.2%.
HTGC: change since the prior quarter's filings
Fewer managers reported a position, with the count falling from 348 in the quarter ended 2026-03-31 to 332 in the quarter ended 2026-06-30 (-16, 4.6%). Total reported shares rose to 54,290,442 (+4,073,517, 8.1%), against the direction of the manager count. Among the 26 managers listed as top holders in both quarters, the largest increases were CITADEL ADVISORS LLC (+2,121,737 shares) and MORGAN STANLEY (+547,868 shares), among 16 managers who added shares, and the largest decreases were Qube Research & Technologies Ltd (-1,541,409 shares) and Melia Wealth LLC (-245,834 shares), among 9 managers who reduced shares. VAN ECK ASSOCIATES CORP (3,877,634 shares), Union Bancaire Privee, UBP SA (6,449 shares) and 2 more entered the listed top holders; MILLENNIUM MANAGEMENT LLC (985,160 shares in the prior quarter), Trexquant Investment LP (470,541 shares in the prior quarter) and 2 more dropped out of the listed top holders.
New to 13F data? Read how to read a 13F filing, or see where institutions moved overall in the Smart Money Report.
Reported totals, quarter ended 2026-06-30
332 reporting managers held 54,290,442 shares, reported value $795,789,270 exactly as filed. Values are position values transcribed from the filings, not current market prices.
Reported quarter-over-quarter change (quarter ended 2026-03-31 to quarter ended 2026-06-30): reporting managers -16, reported shares +4,073,517 (+8.11%), reported value +18.76%. These changes compare two filing snapshots.
Shares outstanding check: 185,517,000 shares reported by the issuer (SEC XBRL, period ended 2026-06-30). Reported 13F shares equal 29.3% of that figure. This page passed the publication sanity gate before listing.
HTGC in this quarter's filings
Concentration check: the largest reported position, VAN ECK ASSOCIATES CORP with 3,877,634 shares, is 7.1% of all shares reported for HTGC this quarter. The five largest reporting managers together account for 28.4% of the reported total, so the headline total is spread across a broad manager base rather than a few holders.
Reported quarter-over-quarter change: the reporting-manager count fell by 16 versus the quarter ended 2026-03-31, and reported shares moved +8.11% (+4,073,517 shares). That is a comparison of two filing snapshots, not a record of trades on any single day.
Shares-outstanding cross-check: reported 13F shares equal 29.3% of the issuer share count used at the publication gate (185,517,000 shares, issuer period ended 2026-06-30). The gate publishes a ticker only when that relationship is plausible; lending chains can push reported totals above a simple ownership share, which is why the figure is a sanity check and not an ownership percentage.
Largest reporting managers, HTGC
| # | Manager | Shares | Value as filed | Share of reported total |
|---|---|---|---|---|
| 1 | VAN ECK ASSOCIATES CORP | 3,877,634 | $61,150,289 | 7.1% |
| 2 | Sound Income Strategies, LLC | 3,667,518 | $57,836,764 | 6.8% |
| 3 | CITADEL ADVISORS LLC | 2,937,122 | $46,318,414 | 5.4% |
| 4 | UBS Group AG | 2,645,744 | $41,723,383 | 4.9% |
| 5 | TWO SIGMA INVESTMENTS, LP | 2,265,824 | $35,732,044 | 4.2% |
| 6 | LPL Financial LLC | 1,857,272 | $29,289,174 | 3.4% |
| 7 | MORGAN STANLEY | 1,812,484 | $28,582,892 | 3.3% |
| 8 | Legal & General Group Plc | 1,681,333 | $26,523,029 | 3.1% |
| 9 | FRANKLIN RESOURCES INC | 1,383,905 | $21,824,182 | 2.5% |
| 10 | D. E. Shaw & Co., Inc. | 1,373,460 | $21,659,464 | 2.5% |
| 11 | Muzinich & Co., Inc. | 1,357,013 | $21,400,095 | 2.5% |
| 12 | Union Bancaire Privee, UBP SA | 6,449 | $16,250,392 | 0.0% |
| 13 | Sumitomo Mitsui Trust Group, Inc. | 1,027,434 | $16,202,634 | 1.9% |
| 14 | TECTONIC ADVISORS LLC | 1,006,408 | $15,871,065 | 1.9% |
| 15 | BlackRock, Inc. | 924,105 | $14,573,142 | 1.7% |
Manager names and figures are transcribed from each manager's own Form 13F information table. A manager listing shares in this snapshot does not mean it holds them today.
Reported change, 2026-03-31 to 2026-06-30
| Quarter ended | Filed through | Reporting managers | Reported shares | Value as filed |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-29 | 348 | 50,216,925 | $670,059,446 |
| 2026-06-30 | 2026-08-31 | 332 | 54,290,442 | $795,789,270 |
Every change figure on this page is a reported quarter-over-quarter change between filing snapshots. It is not real-time trading activity.
HTGC reported totals over time
Quarter ended 2026-06-30: 332 reporting managers · 54,290,442 reported shares · $795,789,270 value as filed.
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Quarter-end 13F filed data, long positions only; filings arrive up to 45 days after quarter end.
CUSIPs behind the HTGC total
The validated bridge mapped 1 current CUSIP(s) to HTGC for this quarter: 427096508. Option pseudo-CUSIPs, units, warrants, and preferred classes are excluded from these common-share totals. Mapping coverage in this publication set: 4562 of 6046 universe tickers have at least one validated CUSIP mapping (75.5%). Latest-quarter filed value resolved to any listed ticker: 77.3%; resolved to this universe: 77.2%.
What this page is and is not
Form 13F reports are quarterly holdings snapshots. Managers file up to about 45 days after quarter-end, so these figures describe reported positions as of the quarter-end date, not holdings today. 13F lists reportable long positions from managers above the SEC reporting threshold and omits short positions entirely.
This page is informational only. It is not investment advice, a recommendation, or a signal to buy or sell. Source: SEC Form 13F bulk data set for filings through 2026-08-31 (period ended 2026-06-30), joined to tickers through StockEyes' validated CUSIP bridge. Methodology and coverage are documented on the institutional ownership hub.
Insider transactions for HTGC (officer and director buys and sells) are covered by InsiderTrace: insidertrace.com/stock/htgc. StockEyes does not duplicate insider transaction tables.
Related StockEyes pages
Latest headlines tagged HTGC are on the market news wire. Upcoming earnings and market dates are on the events calendar. The term itself is defined in the institutional investor glossary entry, and the research workflow behind pages like this one is walked through in how to research a stock and how to compare SEC filings.